CFTC Self-Reporting Guidelines Could Change Crypto Enforcement Incentives
[[{„value”:” CFTC Self-Reporting Guidelines Could Change Crypto Enforcement Incentives The CFTC has introduced new penalty mitigation guidelines for…
Browsing Tag
penalties
15 posts
SEC Charges Cumberland DRW for Unregistered $2 Billion Crypto Securities Dealings
The U.S. Securities and Exchange Commission (SEC) has charged Cumberland DRW LLC, a Chicago-based firm, for operating as…
Senator Warren Slams Citibank’s Ongoing Failures — Suggests Breaking up Citi
Senator Elizabeth Warren has called for bold action from regulators, urging the acting head of the Office of…
SEC’s Enforcement Chief Steps Down After Leading Over 100 Crypto Enforcement Actions
Gurbir S. Grewal, Director of the U.S. Securities and Exchange Commission (SEC)’s Division of Enforcement, will leave the…
CFTC Sues Over $3.6M Digital Asset Fraud Targeting Asian Americans
The U.S. Commodity Futures Trading Commission (CFTC) has initiated legal action against a fake trading platform and its…
SEC Takes Action Against Fake Crypto Platforms Using Social Media to Deceive Investors
The U.S. Securities and Exchange Commission (SEC) has cracked down on two crypto investment scams, targeting platforms Nanobit…
SEC Fines Prager Metis $1.95M Over Negligent FTX Audits
The U.S. Securities and Exchange Commission (SEC) has reached a $1.95 million settlement with Prager Metis CPAs LLC…
SEC Freezes Assets of Crypto Trading Bot Operators in Alleged Ponzi Scheme
The U.S. Securities and Exchange Commission (SEC) has frozen the assets of Jonathan and Tanner Adam, alleging they…
Better Markets CEO Says SEC Has 90% Chance of Winning in Ripple Appeal — Criticizes Judge’s XRP Ruling
Dennis Kelleher, CEO of Better Markets, says the U.S. Securities and Exchange Commission (SEC) has a 90% chance…
Federal Reserve Fines Citigroup $60.6 Million for Ongoing Risk Management Deficiencies
The U.S. Federal Reserve has imposed a $60.6 million fine on Citigroup for continued failures in its risk…